ISO 37301 - Certified Lead Implementer

Certification Overview

ISO 37301 - Certified Lead Implementer

Exam Code: ISO-37301-CLI

The ISO 37301 – Certified Lead Implementer Certification is designed to equip professionals with the knowledge and practical skills required to establish, implement, manage, and continually improve an effective Compliance Management System (CMS) in accordance with ISO 37301. This certification enables participants to understand regulatory and ethical obligations, manage compliance risks, promote a strong compliance culture, and support organizational governance. It is ideal for professionals seeking to lead compliance initiatives, support certification audits, and enhance organizational integrity and trust.

ISO 37301:2021 is an international standard that provides requirements and guidance for establishing, implementing, maintaining, and continually improving a Compliance Management System (CMS). The Certified Lead Implementer program equips professionals with in-depth knowledge of compliance principles, risk-based approaches, and governance structures needed to manage compliance obligations effectively.

This certification focuses on the practical implementation of ISO 37301 within organizations. Participants learn how to conduct compliance risk assessments, develop compliance policies and procedures.


Exam Information

The exam comprises of 40 Multiple Choice Questions out of which the candidate needs to score 70% (28 out of 40 correct) to pass the exam.

The total duration of the exam is 1 hour (60 Minutes).

  • The exam is delivered through ProctorU in a proctored mode. With a webcam and a reliable internet connection, exam can be taken anytime and anywhere.
  • Upon purchasing the Premium Package or an Exam Voucher Code, a voucher code with two attempts will be assigned to your login profile.
  • The Exam Voucher included in the Premium Package or purchased separately is valid for two (2) attempts.
  • If you are unable to pass the exam within these two attempts, you can purchase a new voucher code, which will grant you an additional two attempts.

The ISO 37301 - Certified Lead Implementer is valid for life.

Displaying your certificate

  • Remember, when labeling a product or system as certified to an ISO standard:
  • Don't say: "ISO certified" or "ISO certification"
  • DO say: "ISO 9001:2008 certified" or "ISO 9001:2008 certification" (for example).

N/A

The Certificaiton has no specific prerequisites.

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Course Outline

Module 1 - Introduction to ISO 37301 & Compliance Management

  • Principles of compliance management
  • Overview of ISO 37301 requirements
  • Benefits of an effective Compliance Management System (CMS)

Module 2 - Compliance Context, Leadership & Planning

  • Understanding organizational context & stakeholders
  • Leadership roles, ethics & compliance culture
  • Compliance risk assessment and planning

Module 3 - Compliance Risk Management & Controls

  • Identifying and evaluating compliance obligations
  • Implementing compliance controls & procedures
  • Managing third-party and regulatory risks

Module 4 - Support, Communication & Operations

  • Awareness, training & competence
  • Compliance communication & documentation
  • Operational compliance and reporting mechanisms

Module 5 - Performance Evaluation & Improvement

  • Monitoring, measurement & compliance audits
  • Incident management & corrective actions
  • Continuous improvement of the CMS

Module 6 - ISO 37301 Implementation & Certification Process

  • Step-by-step CMS implementation roadmap
  • Integration with other ISO management systems
  • Certification process, audit preparation & best practices

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Target Audience

  • Compliance & Ethics Professionals
  • Risk & Governance Managers
  • Legal & Regulatory Affairs Professionals
  • Internal & External Auditors
  • Senior Management & Business Leaders
  • Quality, ESG, HSE & Management System Professionals
  • Consultants & Advisory Professionals
  • HR Professionals handling ethics & conduct
  • Banking, Finance & Highly Regulated Industry Professionals
  • Public Sector & Regulatory Officials

Registration Process for E-Course or E-Book and Exam

Premium Package
(E-Book Version)

  • E-Book Included
  • This package provides a voucher code granting eligibility for two (2) exam attempts.
  • Includes E-certificate and Digital Badge if you qualify in the exam.
  • E-Book Download Validity :
    40 Days
    ( Once the E-Book is downloaded, it remains valid for life. )
  • Price: 210 USD

Exam
Voucher

  • Validity: 240 Days
  • Price: 190 USD
  • Please Read Carefully:

    1) The Exam Voucher is valid for two (2) attempts.

    2) You will receive your voucher code within 24 business hours.

    3) You can schedule your exam through ProctorU.

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