ISO 37301 - Certified Lead Auditor

Certification Overview
Exam Information
Course Outline
Target Audience
Registration Process for E-Course and Exam

Certification Overview

ISO 37301 - Certified Lead Auditor

Exam Code: ISO-37301-CLA

A CMS provides organizations a structured approach to meet all compliance obligations, i.e., requirements that they mandatorily have to comply with such as laws, regulations, court rulings, permits, licenses, as well as those that they voluntarily choose to comply with such as internal policies and procedures, codes of conduct, standards, and agreements with communities or NGOs.

ISO 37301 can be applied to all organizations, regardless of their size, nature, or complexity of activity. CMS is based upon the principles of integrity, good governance, proportionality, transparency, accountability, and sustainability. ISO 37301 is a Type A management system standard which sets out the requirements and provides guidelines for establishing, developing, implementing, evaluating, maintaining, and continually improving a compliance management system (CMS).

Exam Information

The exam comprises of 50 Multiple Choice Questions out of which the candidate needs to score 70% (35 out of 50 correct) to pass the exam.

Exams are online and proctored based, using a webcam and a reliable internet connection exams can be taken anywhere and anytime.

The total duration of the exam is 1 hour (60 Minutes).

No external sources of information may be accessed during the exam held via ProctorU. Further details of the materials permitted are provided:

Identification Proof.

If a Candidate does not pass the exam in the second (2nd) attempt, the candidate must wait for a period of at least fourteen (14) calendar days from the date of their attempt to retake the exam for third (3rd) time or any subsequent time.
The exam can be taken any number of times.

The ISO 37301 - Certified Lead Auditor Certificate is valid for life.

Displaying your certificate

Remember, when labeling a product or system as certified to an ISO standard:
Don't say: "ISO certified" or "ISO certification"
DO say: "ISO 9001:2008 certified" or "ISO 9001:2008 certification" (for example).

N/A

Candidates must have basic knowledge of CMS or have taken (TCM2) “ISO 37301:2021 Compliance management systems – Effective Application” before.

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Course Outline

Module Information - 1

Module 1 - Foundation

Module 2 - Compliance Management System

Module 3 - PDCA Cycle

Module 4 - Requirements

Module 5 - Risk Assessments

Module Information - 2

Module 6 - Compliance Obligations

Module 7 - Leadership and Commitment

Module 8 - Compliance Culture and Governance

Module 9 - Compliance Functions

Module 10 - Design

Module Information - 3

Module 11 - Resource Allocation

Module 12 - Monitoring and Management Review

Module 13 - Continual Improvement

Module 14 - Root Cause Analysis

Module 15 - Changes

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Target Audience

Candidates who are seeking a career in the industrial, commercial and service sectors as well as social institutions, public and municipal sectors or railroad companies.

Registration Process for E-Course and Exam

Premium Package
(E-Book Version)

E-Book Included
The Package also includes E-Voucher/Access Key for Certification Exam
The E-Voucher/Access Key can be used via ProctorU Globally.
Includes E-certificate and Digital Badge if you qualify in the exam.
Course Duration: 180 Days
Price: 200 USD

Exam Registration

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ISO 37301 - Certified Lead Auditor

Certification Overview