ISO 37301 - Certified Lead Auditor

Certification Overview

ISO 37301 - Certified Lead Auditor

Exam Code: ISO-37301-CLA

A CMS provides organizations a structured approach to meet all compliance obligations, i.e., requirements that they mandatorily have to comply with such as laws, regulations, court rulings, permits, licenses, as well as those that they voluntarily choose to comply with such as internal policies and procedures, codes of conduct, standards, and agreements with communities or NGOs.

ISO 37301 can be applied to all organizations, regardless of their size, nature, or complexity of activity. CMS is based upon the principles of integrity, good governance, proportionality, transparency, accountability, and sustainability. ISO 37301 is a Type A management system standard which sets out the requirements and provides guidelines for establishing, developing, implementing, evaluating, maintaining, and continually improving a compliance management system (CMS).

Exam Information

The exam comprises of 50 Multiple Choice Questions out of which the candidate needs to score 70% (35 out of 50 correct) to pass the exam.

Exams are online and proctored based, using a webcam and a reliable internet connection exams can be taken anywhere and anytime.

The total duration of the exam is 1 hour (60 Minutes).

No external sources of information may be accessed during the exam held via ProctorU. Further details of the materials permitted are provided:

  • Identification Proof.
  • In the event that you do not qualify in the first attempt, there is an option to acquire a Double Shot Retake Voucher for 140 USD. This voucher provides the opportunity for two (2) attempts, instead of a single attempt.
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The ISO 37301 - Certified Lead Auditor Certificate is valid for life.

Displaying your certificate

  • Remember, when labeling a product or system as certified to an ISO standard:
  • Don't say: "ISO certified" or "ISO certification"
  • DO say: "ISO 9001:2008 certified" or "ISO 9001:2008 certification" (for example).

N/A

Candidates must have basic knowledge of CMS or have taken (TCM2) “ISO 37301:2021 Compliance management systems – Effective Application” before.

Course Outline

Module Information - 1

Module 1 - Foundation

Module 2 - Compliance Management System

Module 3 - PDCA Cycle

Module 4 - Requirements

Module 5 - Risk Assessments

Module Information - 2

Module 6 - Compliance Obligations

Module 7 - Leadership and Commitment

Module 8 - Compliance Culture and Governance

Module 9 - Compliance Functions

Module 10 - Design

Module Information - 3

Module 11 - Resource Allocation

Module 12 - Monitoring and Management Review

Module 13 - Continual Improvement

Module 14 - Root Cause Analysis

Module 15 - Changes

Target Audience

Candidates who are seeking a career in the industrial, commercial and service sectors as well as social institutions, public and municipal sectors or railroad companies.

Registration Process for E-Course and Exam

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  • Course Duration: 180 Days
  • Price: 200 USD

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  • Price: 170 USD
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